compliance Whitepapers

How to reduce your compliance risk

Sponsored by: Microsoft Published By: Research Desk Released: Jan 01, 2020

In the ever-changing technology landscape, one of the biggest challenges for Compliance Officers is simply keeping up with new and changing compliance regulations. Our new eBook covers ways to help yo...

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6 compliance champions you want on your side

Sponsored by: Microsoft Published By: Research Desk Released: Jan 01, 2020

Data is proliferating across the enterprise, and compliance is no longer solely the concern of the compliance team.
Nearly every department now has an impact on – and a stake in – reg...

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Advisors’ Continue to Build Compliance Resources

Sponsored by: Seismic Published By: Research Desk Released: Dec 19, 2019

Most advisors spend less than $50,000 per year on compliance, but that situation may be changing. In response to evolving compliance risks both in their IT infrastructure and elsewhere, advisors expec...

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8 tips to focusing your compliance strategy

Sponsored by: Microsoft Published By: Research Desk Released: Dec 09, 2019

Gli addetti all'adeguamento non sono semplicemente responsabili della protezione dell'azienda: devono essere anche consapevoli della responsabilità individuale. In effetti, secondo il 54% dei profess...

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How Do You Cultivate Compliance to Protect Your Business?

Sponsored by: Concur Published By: Research Desk Released: Oct 29, 2019

Regardless of your organization’s industry, size, or location, travel and expense spend mistakes or fraud can have significant financial consequences. However, by establishing checks and balances to...

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11 Guidelines for Minimizing Vulnerability for IBM z/OS while Improving Compliance

Sponsored by: BMC Published By: Research Desk Released: Oct 28, 2019

The mainframe is perhaps the most critical asset in a data center because the stakes are higher in a breach – credit card and identity data, health records, government records, etc. If money make...

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Disrupted Communications: How to achieve and maintain compliance for your organizationR...

Sponsored by: Smarsh Published By: Research Desk Released: Oct 23, 2019

Millennials are now the largest generation in the labor force, with Gen Z close behind. Naturally, these mobile-first generations work and engage clients in a very different way than Gen X and Baby Bo...

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Regulatory Updates: Roundup of 10 Recent FINRA and SEC Violations and Penalties

Sponsored by: Smarsh Published By: Research Desk Released: Oct 23, 2019

The SEC and FINRA have been hard at work enforcing communications supervision and compliance regulations throughout the financial services industry. Every month, our Corporate Counsel and Regulator...

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Nonprofit: How Compliance in Nonprofits Reduce Risk and Increase Donor Trust

Sponsored by: Cornerstone OnDemand Published By: Research Desk Released: Jan 18, 2019

Compliance—meeting ever-changing business, HR, and data regulations—is a fact of life for every organization, large or small, for-profit or nonprofit. Yet not every organization has the same resou...

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